This is a beta course, so its structure, chapters, and examples may continue to change.
2022 National Graduate Entrance Examination Mathematics I Past Paper
Part I: Multiple Choice
Part I: Multiple Choice: Questions 1-10, 5 points each, 50 points in total. For each of the following questions only one of the four options given is the one that best fits the requirement of the question; write the letter in front of the selected option on the designated position of the answer sheet.
1. Let x→1limlnxf(x)=1, then ( )
(A) f(1)=0
(B) x→1limf(x)=0
(C) f′(1)=1
(D) x→1limf′(x)=1
function limitequivalent infinitesimal
Approach:
From x→1limlnxf(x)=1 it follows that f(x)∼lnx as x→1.
Steps:
Because lnx→0 as x→1, we get x→1limf(x)=0.
Answer:
B
2. Let f(u) be differentiable, z=xyf(xy), and if x∂x∂z+y∂y∂z=y2(lny−lnx), then ( )
(A) f(1)=21,f′(1)=0
(B) f(1)=0,f′(1)=21
(C) f(1)=1,f′(1)=0
(D) f(1)=0,f′(1)=1
partial derivativederivative of a composite function
Approach:
Compute the partial derivatives and substitute them into the condition to solve the equation.
More directly, z=xyf(y/x) is a homogeneous function of degree two in x,y, so by Euler’s formula
x∂x∂z+y∂y∂z=2z=2xyf(xy).
The right-hand side given in the problem is y2(lny−lnx)=xy⋅xylnxy, so
2f(u)=ulnu,f(u)=2ulnu.
Hence f(1)=0, f′(u)=2lnu+1, f′(1)=21.
Answer:
B
3. Let −2π≤xn≤2π, then ( )
(A) If n→∞limcos(sinxn) exists, then n→∞limxn exists.
(B) If n→∞limsin(cosxn) exists, then n→∞limxn exists.
(C) If n→∞limcos(sinxn) exists and n→∞limsinxn exists, then n→∞limxn need not exist.
(D) If n→∞limsin(cosxn) exists and n→∞limcosxn exists, then n→∞limxn need not exist.
sequence limitlimit of a composite function
Approach:
Analyse the limit properties of composite functions and look for a counterexample.
Steps:
Put yn=cosxn, then yn∈[0,1]. If n→∞limsin(cosxn) and n→∞limcosxn both exist, xn need not converge. For instance xn=arccosan, where an converges but xn does not.
Answer:
D
4. I1=∫012(1+cosx)xdx,I2=∫011+cosxln(1+x)dx,I3=∫011+sinx2xdx, then ( )
(A) I1<I2<I3
(B) I3<I1<I2
(C) I2<I1<I3
(D) I2<I3<I1
comparison of definite integralsestimation of integrals
Approach:
This question tests the comparison of definite integrals by the size of their integrands. The limits and the integrands of the three integrals are all defined on [0,1], so comparing the integrands point by point gives the order of the three integrals.
Steps:
Denote the three integrands by f1(x)=2(1+cosx)x, f2(x)=1+cosxln(1+x), f3(x)=1+sinx2x.
Note that on [0,1] both 1+cosx and 1+sinx are positive and neither exceeds 2, so each integrand keeps the same sign as ln(1+x) and x respectively, and after taking the differences the order can be decided point by point.
Comparing the three integrands point by point on [0,1] (using the relative size of ln(1+x) and x on this interval together with the values of 1+cosx and 1+sinx) gives f2<f1<f3.
By the order-preserving property of the definite integral (if f<g then ∫f<∫g), we get I2<I1<I3, so (C) is the correct choice.
Answer:
C
5. Which of the following is a sufficient but not necessary condition for A3×3 to be diagonalizable ( )
(A) A has 3 distinct eigenvalues
(B) A has 3 linearly independent eigenvectors
(C) A has 3 pairwise linearly independent eigenvectors
(D) the eigenvectors of A corresponding to distinct eigenvalues are orthogonal
matrix diagonalizationeigenvalueeigenvector
Approach:
This question tests a sufficient condition for a matrix to be diagonalizable. A matrix is diagonalizable if and only if it has n linearly independent eigenvectors; in particular, n distinct eigenvalues guarantee diagonalizability.
Steps:
For option (A): by hypothesis the matrix A has 3 distinct eigenvalues, so it has 3 linearly independent eigenvectors.
By the sufficient condition for diagonalizability (the number of linearly independent eigenvectors equals the order of the matrix), A is diagonalizable, so option (A) fits the requirement of the question.
For each of the remaining options the number of eigenvectors is not guaranteed to reach the order of the matrix, so none of them can serve as a sufficient condition for diagonalizability.
Hence (A) is the correct choice.
Answer:
A
6. Let A,B be square matrices of order n. If Ax=0 and Bx=0 have the same solutions, then ( )
(A) (AEOB)x=0 has only the zero solution
(B) (ABOBA)x=0 has only the zero solution
(C) (AOBA)x=0 and (BOOA)x=0 have the same solutions
(D) (ABBABO)x=0 and (AOOB)x=0 have the same solutions
system of linear equationsmatrix rankequivalent systems
Approach:
Use elementary transformations of matrices together with the condition for equivalent systems.
Steps:
Put y=(x1x2), where xi(i=1,2) are n-dimensional column vectors.
If (AOBA)y=0 and (BOOA)y=0 are equivalent systems, that is,
(AOBA)(x1x2)=0 and (BOOA)(x1x2)=0,
i.e. Ax1+Bx2=0,Ax2=0 and Bx1=0,Ax2=0.
Since Ax=0 and Bx=0 have the same solutions, Ax=0 implies Bx=0, and conversely.
Hence (AOBA)(x1x2)=0 is equivalent to (BOOA)(x1x2)=0, so option (C) fits the requirement of the question.
Answer:
C
7. Let α1=λ11,α2=1λ1,α3=11λ,α4=1λλ2. If α1,α2,α3 and α1,α2,α4 are equivalent, then λ∈( )
(A) {λ∣λ∈R}
(B) {λ∣λ∈R,λ=−1}
(C) {λ∣λ∈R,λ=−1,λ=−2}
(D) {λ∣λ∈R,λ=−2}
equivalence of vector groupsdeterminantlinear dependence
Approach:
Compute the determinants and analyse the linear dependence of the vector groups.
9. Let X1,X2,…,Xn be independent and identically distributed with E(Xik)=μk. Estimate with Chebyshev’s inequality
P{n1i=1∑nxi−μ1≥ε}≤?
(A) nε2M4−M22
(B) nε2M4−M22
(C) nε2M2−M12
(D) nε2M2−M12
Chebyshev's inequalitylaw of large numbersprobability estimate
Approach:
Apply Chebyshev’s inequality to estimate the probability.
Steps:
By Chebyshev’s inequality, P{∣X−μ1∣≥ε}≤nε2D(X), where D(X)=M2−M12, so (C) is the correct choice.
Answer:
C
10. Let X∼N(0,1), and under the condition X=x let Y∼N(x,1). Then the correlation coefficient of X and Y is ( )
(A) 1
(B) 21
(C) 33
(D) 22
conditional distributioncorrelation coefficientnormal distribution
Approach:
Use the properties of the conditional distribution together with the correlation coefficient formula.
Steps:
X∼N(0,1), Y∣X=x∼N(x,1), so Y=X+Z with Z∼N(0,1) independent of X.
Cov(X,Y)=Cov(X,X+Z)=Var(X)=1, D(X)=1, D(Y)=D(X)+D(Z)=2, so the correlation coefficient is ρ=21, and (D) is the correct choice.
Answer:
D
Part II: Fill in the Blank
Part II: Fill in the Blank: Questions 11-16, 5 points each, 30 points in total. Write the answers on the designated positions of the answer sheet.
11. The largest directional derivative of f(x,y)=x2+2y2 at (0,1) is ____.
directional derivativegradientmultivariable function
Answer:
Approach:
Compute the gradient; the largest directional derivative equals the length of the gradient.
Steps:
From the given data ∂x∂f=2x, ∂y∂f=4y, so grad(0,1)=(0,4), and therefore
∂l∂fmax=02+42=4。
12. ∫1e2xlnxdx=____.
definite integralintegration by partschange of variables
Answer:
Approach:
First write the integrand as (lnx)x−1/2 and then integrate by parts. Note that d(x)=2x1dx, so xdx=2d(x), which turns x−1/2dx into “the differential of some function” and makes the change of variables / integration by parts easy to apply.
Steps:
Put
u=lnx,dv=xdx=x−1/2dx.
Then
du=xdx=d(lnx),v=2x,
because d(x)=2x1dx⇒x−1/2dx=2d(x).
Applying the formula for integration by parts
∫udv=uv−∫vdu,
we get
∫1e2xlnxdx=2xlnx1e2−2∫1e2xxdx.
Write xxdx once more as x−1/2dx and integrate the power function directly:
∫1e2xxdx=∫1e2x−1/2dx=2x1e2=2(e−1).
Substituting back gives
∫1e2xlnxdx=2(e2lne2−1⋅0)−2⋅2(e−1)=4.
13. Let x≥0,y≥0 satisfy x2+y2≤kex+y. Then the smallest value of k is ____.
conditional extremumLagrange multiplier methodextreme value of a multivariable function
Answer:
e24.
Approach:
Turn the problem into one of finding the maximum of a function.
Steps:
From the given data k≥ex+yx2+y2, so the problem becomes computing the maximum of f(x,y)=ex+yx2+y2=(x2+y2)e−(x+y) on x≥0,y≥0.
Put f(x,y)=(x2+y2)e−(x+y). For x>0,y>0,
∂x∂f=e−(x+y)(2x−x2−y2), ∂y∂f=e−(x+y)(2y−x2−y2).
Setting ∂x∂f=0,∂y∂f=0 gives the stationary points (0,0),(1,1).
At the stationary point (0,0), A=2,B=0,C=2,AC−B2>0,A>0, so (0,0) is a local minimum point and fminimum=f(0,0)=0.
At the stationary point (1,1), A=0,B=−2e−2,C=0,AC−B2<0, so (1,1) is not an extremum.
When x=0, f(0,y)=y2e−y(y>0), so f′(0,y)=2ye−y−y2e−y=y(2−y)e−y, which gives the stationary point y=2; then f′′(0,y)=(y2−4y+2)e−y and f′′(0,2)=−2e−2<0, so f(0,2)=4e−2 is a maximum.
Similarly f(2,0)=4e−2 is also a maximum.
Hence k≥fmax(x,y)=e24.
14. The convergence domain of the series n=1∑∞nnn!e−nx is (a,+∞), then a=____.
convergence of a seriesratio testpower series
Answer:
-1.
Approach:
Use the ratio test to judge the convergence of the series.
Part III: Free Response: Questions 17-22, 70 points in total. The solutions should include verbal explanations, proof procedures or computational steps.
17. (10 points)
Let y=y(x) satisfy y′+2x1y=2+x, y(1)=3. Find the asymptote of y(x).
differential equationfirst-order linear equationasymptote
Approach:
First solve the differential equation, then find the asymptote.
Steps:
From the statement we get
y(x)=e−x(2xex+C)
Since y(1)=3, we have C=e, hence
y(x)=e−x(2xex+e)
Let the equation of the asymptote of y(x) be y=kx+b, then
Let Σ be the upper side of x2+y2+z2=1,x≥0,y≥0,z≥0, and let the side of Σ be such that the direction of the boundary L of Σ agrees with the right-hand rule; then find ∫L(yz2−cosz)dz+2xy2dy+(2xyz+xsinz)dz.
line integralStokes' formulasurface integral
Approach:
This question tests a second-kind line integral together with Stokes’ formula. The line integral is written as the circulation of a vector field along a closed curve, Stokes’ formula turns it into a surface integral over a patch of the sphere, and the latter is then computed by parametrization.
Steps:
Collect the integrand by dx,dy,dz into the form Pdx+Qdy+Rdz: P=0, Q=2xy2, R=yz2−cosz+2xyz+xsinz.
Thus I=∮LPdx+Qdy+Rdz, where L is the upper boundary of the spherical patch in the first octant, with its direction agreeing with the right-hand rule relative to the upper side.
By Stokes’ formula: I=∬Σ(∇×F)⋅ndS. Computing the curl, ∇×F=(Ry−Qz,Pz−Rx,Qx−Py)=(z2+2xz,−2yz−sinz,2y2).
Take the unit outer normal on the upper side of Σ, n=(x,y,z), and parametrize x=sinθcosφ,y=sinθsinφ,z=cosθ, where θ,φ∈[0,2π], dS=sinθdθdφ.
Substituting and simplifying: I=∬Σ[xz2+2x2z−ysinz]dS, and term by term ∬Σxz2dS=152, ∬Σx2zdS=16π, ∬ΣysinzdS=3−2sin1−2cos1.
Combining gives I=152+8π−3+2sin1+2cos1.
Answer:
I=152+8π−3+2sin1+2cos1.
20. (12 points)
Let f(x) have a continuous second derivative on (−∞,+∞). Prove that f′′(x)≥0 is equivalent to the following: for any real numbers a,b,
f(2a+b)≤b−a1∫abf(x)dx.
convexity of a functionintegral inequalityLagrange mean value theorem
Approach:
Use the convexity of the function together with the mean value theorem for integrals to carry out the proof.
Steps:
Let F(x)=(x−a)f(2a+x)−∫axf(t)dt, then F(a)=0.
F′(x)=f(2a+x)+21(x−a)f′(2a+x)−f(x)
=21(x−a)f′(2a+x)+f(2a+x)−f(x)
By the Lagrange mean value theorem, f(x)−f(2a+x)=f′(ξ)21(x−a),
so F′(x)=21(x−a)[f′(2a+x)−f′(ξ)]
Since f′′(x)≥0, f′(x) is monotonically increasing, and therefore f′(2a+x)<f′(ξ), so F′(x)<0 and F(x) is monotonically decreasing.
When x>a, F(x)<0, hence F(b)<0, that is f(2a+b)≤b−a1∫abf(x)dx.
Answer:
f′′(x)≥0 is the necessary and sufficient condition for f(2a+b)≤b−a1∫abf(x)dx to hold for arbitrary real numbers a,b.
21. (12 points)
Let the quadratic form be f(x1,x2,x3)=∑i=13∑j=13ijxixj.
(1) Find the matrix of the quadratic form;
(2) Find an orthogonal matrix Q such that the quadratic form is reduced to its canonical form by the orthogonal transformation x=Qy;
(3) Find the solutions of f(x1,x2,x3)=0.
quadratic formorthogonal transformationcanonical form
Approach:
First write down the matrix of the quadratic form, then find the eigenvalues and eigenvectors, and finally carry out the orthogonal transformation.
Steps:
(1) By definition, f(x1,x2,x3)=∑i=13∑j=13ijxixj=x12+4x22+9x32+4x1x2+6x1x3+12x2x3,
so A=123246369.
(2) It is easy to obtain the eigenvalues of A, namely 14,0,0.
When λ1=14, solving (A−14E)x=0 gives α1=(1,2,3)T.
When λ2=λ3=0, solving Ax=0 gives α2=(−2,1,0)T and α3=(−3,0,1)T.
Put Q=(γ1,γ2,γ3); by the orthogonal transformation x=Qy, f is reduced to the canonical form 14y12.
(3) Under the orthogonal transformation x=Qy, f(x1,x2,x3) is reduced to 14y12. From f(x1,x2,x3)=0 we get y1=0, hence
x=(γ1,γ2,γ3)0y2y3=y2γ2+y3γ3=k1(−2,1,0)T+k2(−3,−6,5)T, where k1,k2 are arbitrary constants.
Answer:
(1) A=123246369;
(2) Q=(141(1,2,3)T,51(−2,1,0)T,701(−3,−6,5)T), by the orthogonal transformation x=Qy the quadratic form is reduced to the canonical form 14y12;
(3) the solutions of f(x1,x2,x3)=0 are k1(−2,1,0)T+k2(−3,−6,5)T, where k1,k2 are arbitrary constants.
22. (12 points)
Let X1,X2,⋯,Xn be a simple random sample from an exponential distribution with expectation θ, and let Y1,Y2,⋯,Ym be a simple random sample from an exponential distribution with expectation 2θ, with X1,⋯,Xn,Y1,⋯,Ym mutually independent. Find the maximum likelihood estimator of θ, namely θ^, and D(θ^).
maximum likelihood estimationexponential distributionvariance
Approach:
Write down the likelihood function and find the point where the log-likelihood function attains its maximum.
Steps:
From the given data E(X)=θ=λ11, E(Y)=2θ=λ21,
so the populations are X∼E(θ1), Y∼E(2θ1).
The probability density functions:
fX(x)=θ1e−θx,x>0;
fY(y)=2θ1e−2θy,y>0.
Let x1,⋯,xn,y1,⋯,ym be the sample observations, with the samples mutually independent; then the likelihood function is:
L(θ)=2mθn+m1e−2θ∑i=1nxi+∑j=1myj, xi,yj>0.
The log-likelihood function:
lnL(θ)=−mln2−(n+m)lnθ−2θ∑i=1nxi+∑j=1myj
Differentiating with respect to θ and setting the result equal to zero: