This is a beta course, so its structure, chapters, and examples may continue to change.
2020 National Graduate Entrance Examination Mathematics I Past Paper
I. Multiple Choice
I. Multiple Choice: Questions 1-8, 4 points each, 32 points in total. For each of the following questions, only one of the four options given is correct; write the letter in front of the option on the designated position of the answer sheet.
1. As x→0+, the one of the following infinitesimals that has the highest order is ( )
This question tests the comparison of the orders of infinitesimals. For each option, first replace the integrand by an equivalent expression in order to find its leading term, then integrate to obtain the leading term, and finally compare the powers that result.
Steps:
For (A): et2−1∼t2, so ∫0x(et2−1)dt∼∫0xt2dt=3x3, an infinitesimal of order 3.
For (B): ln(1+t3)∼t3/2, so ∫0xln(1+t3)dt∼∫0xt3/2dt=52x5/2.
For (C): sint2∼t2 and sinx∼x, so ∫0sinxsint2dt∼∫0xt2dt=3x3, an infinitesimal of order 3.
For (D): sin3t∼t3/2 and 1−cosx∼2x2, so ∫01−cosxsin3tdt∼∫0x2/2t3/2dt=52(2x2)5/2.
Comparing these shows that (D) has the highest order, so (D) is the correct choice.
Answer:
D.
2. Let the function f(x) be defined on the interval (−1,1) with x→0limf(x)=0, then ( )
(A) When x→0lim∣x∣f(x)=0, f(x) is differentiable at x=0
(B) When x→0limx2f(x)=0, f(x) is differentiable at x=0
(C) When f(x) is differentiable at x=0, x→0lim∣x∣f(x)=0
(D) When f(x) is differentiable at x=0, x→0limx2f(x)=0
differentiabilitylimit
Approach:
This question tests the relation between differentiability and limits. The key is to compare the expansion f(x)=f(0)+f′(0)x+o(x) of a differentiable f at 0 with the orders of the various denominators.
Steps:
If f is differentiable at 0, then it is continuous at 0, and x→0limf(x)=0 gives f(0)=0, so f(x)=f′(0)x+o(x).
Hence ∣x∣f(x)=f′(0)∣x∣x+o(∣x∣)→0, because ∣x∣/∣x∣=∣x∣→0. Thus option (C) holds.
For option (D): x2f(x)=∣x∣f′(0)x+o(x)=f′(0)sgn(x)+o(1), which tends to 0 only when f′(0)=0, so (D) does not always hold.
For options (A) and (B): the assumptions only give x→0limf(x)=0 and do not give f(0)=0, so f need not be continuous at 0 and differentiability cannot be deduced. In conclusion the answer is (C).
Answer:
C.
3. Let the function f(x,y) be differentiable at the point (0,0) with f(0,0)=0, let n=(∂x∂f,∂y∂f,−1)(0,0), and let the nonzero vector α be perpendicular to n, then ( )
This question tests the definition of differentiability for a function of several variables and its geometric meaning. Differentiability is equivalent to the increment of the function at that point being approximated by its linear part, with an error that is a small term of order o(ρ).
Steps:
Since f is differentiable at (0,0) and f(0,0)=0, we have (x,y)→(0,0)limx2+y2f(x,y)−fx′(0,0)x−fy′(0,0)y=0.
Put n=(fx′(0,0),fy′(0,0),−1); then n⋅(x,y,f(x,y))=fx′(0,0)x+fy′(0,0)y−f(x,y).
The previous step gives x2+y2∣n⋅(x,y,f(x,y))∣→0, so the limit in option (A) exists and equals 0.
For option (B): the modulus of the cross product does not in general tend to 0; the relation α⊥n only records the direction of α relative to n and does not guarantee that the limits in (C) and (D) exist. In conclusion the answer is (A).
Answer:
A.
4. Let R be the radius of convergence of the power series ∑n=1∞anxn and let r be a real number, then ( )
(A) When ∑n=1∞anrn diverges, ∣r∣≥R
(B) When ∑n=1∞anrn diverges, ∣r∣≤R
(C) When ∣r∣≥R, ∑n=1∞anrn diverges
(D) When ∣r∣≤R, ∑n=1∞anrn diverges
radius of convergence
Approach:
This question tests the definition of the radius of convergence of a power series and Abel’s theorem. The basic conclusion about a power series is that it converges absolutely for ∣x∣<R and diverges for ∣x∣>R, while the two endpoints have to be discussed separately.
Steps:
By the definition of the radius of convergence, the power series n=1∑∞anxn converges for ∣x∣<R and diverges for ∣x∣>R.
The behaviour at the two endpoints x=±R has to be discussed separately: it may converge or it may diverge.
Hence if the series diverges at r, then necessarily ∣r∣≥R, and option (A) holds.
Options (C) and (D) sweep the endpoint case under the rug and do not hold; the inequality in option (B) goes the wrong way. In conclusion the answer is (A).
Answer:
A.
5. If the matrix A is transformed into B by elementary transformations, then ( )
A. There exists a matrix P such that PA=B
B. There exists a matrix P such that PB=A
C. There exists a matrix P such that PB=A
D. The systems Ax=0 and Bx=0 have the same solutions
matrixelementary transformation
Approach:
This question tests the relation between elementary transformations and matrix multiplication. Transforming A into B by elementary row transformations is equivalent to multiplying on the left by an invertible matrix, and this relation can be rewritten in another form.
Steps:
An elementary row transformation is equivalent to multiplying on the left by an elementary matrix, and elementary matrices are invertible, so a sequence of elementary row transformations is equivalent to multiplying on the left by some invertible matrix P, that is PA=B.
Multiplying PA=B on the right by P−1 gives A=BP−1, and then putting Q=P−1 gives QB=A, that is, there exists an invertible matrix with QB=A.
Option (A) says that there exists P with PA=B, which reverses the order of the letters; option (C) repeats option (B); and option (D) asserts that Ax=0 and Bx=0 have the same solution set, which is equivalent to A and B being equivalent, and that does not hold under elementary row transformations alone (row transformations change the structure of the solution set). In conclusion the answer is (B).
Answer:
B.
6. Given that the line L1:a1x−a2=b1y−b2=c1z−c2 and the line L2:a2x−a3=b2y−b3=c2z−c3 intersect at one point, and letting the normal vectors be a=aibici,i=1,2,3, then ( )
(A) a1 can be expressed as a linear combination of a2,a3
(B) a2 can be expressed as a linear combination of a1,a3
(C) a3 can be expressed as a linear combination of a1,a2
(D) a1,a2,a3 are linearly independent
7. Let A,B,C be three random events with P(A)=P(B)=P(C)=41, P(AB)=0 and P(AC)=P(BC)=121, then the probability that exactly one of the events A,B,C occurs is ( )
(A) 43
(B) 32
(C) 21
(D) 125
probability calculation
Approach:
This question tests the computation of the probability that exactly one event occurs by means of the inclusion-exclusion formula. The key point is that the three difference events are not completely symmetric, because the three pairwise intersection probabilities given in the question are not equal.
Steps:
First compute the probability that A alone occurs: from P(AB)=0 we get P(ABC)=0, so P(ABC)=P(A)−P(AB)−P(AC)=41−0−121=61.
Similarly P(ABC)=P(B)−P(AB)−P(BC)=41−0−121=61.
But when C alone occurs, two pairwise intersections have to be subtracted: P(ABC)=P(C)−P(AC)−P(BC)=41−121−121=121.
Adding the three expressions gives the probability that exactly one event occurs as 61+61+121=125, so (D) is the correct choice.
Answer:
D.
8. Let x1,x2,…,x10 be a simple random sample from the population X with P(X=0)=P(X=1)=21, and let Φ(x) denote the standard normal distribution function; then by the central limit theorem the approximate value of P{∑i=1100Xi≤55} is ( )
(A) 1−Φ(1)
(B) Φ(1)
(C) 1−Φ(0,2)
(D) Φ(0,2)
central limit theorem
Approach:
This question tests the application of the central limit theorem. Standardize the sum of the binomial variables and then express its approximate value in terms of the normal distribution function.
Steps:
Xi follows the two-point distribution with parameter 21, so EXi=21 and DXi=41.
By the central limit theorem, i=1∑100Xi is approximately distributed as N(100⋅21,100⋅41)=N(50,25), whose standard deviation is 5.
Hence P{i=1∑100Xi≤55}≈P{Z≤555−50}=P{Z≤1}=Φ(1), so (B) is the correct choice.
Answer:
B.
II. Fill in the Blanks
II. Fill in the Blanks: Questions 9-14, 2 points each, 24 points in total. Write the answers on the designated positions of the answer sheet.
9. x→0lim[ex+11−ln(1+x)1]=____.
limit
Approach:
This question tests the computation of a limit of the difference of two infinitesimals of the same order. The key to this type of problem is to combine the fractions first, and then to replace the denominator by an equivalent infinitesimal.
Steps:
Combining the fractions turns the limit into x→0lim(ex−1)ln(1+x)ln(1+x)−ex+1.
Since ex−1∼x and ln(1+x)∼x, the denominator satisfies (ex−1)ln(1+x)∼x2, so the original expression =x→0limx2ln(1+x)−ex+1.
The numerator is of the form 0/0, so L’Hopital’s rule gives x→0lim2x1+x1−ex.
Applying L’Hopital’s rule once more to the 0/0 form: x→0lim2−(1+x)21−ex=−21−1=−1.
Answer:
−1.
10. Let
x=t2+1,y=ln(t+t2+1),
then dx2d2yt=1=____.
second derivative
Approach:
This question tests the computation of the second derivative of a function determined by parametric equations. It is enough to find the first derivative from dxdy=dx/dtdy/dt, then differentiate with respect to t and divide by dtdx.
Steps:
Differentiating: dtdx=t2+1t, dtdy=t2+11 (using the chain rule for ln).
Hence dxdy=dx/dtdy/dt=t1.
Differentiate once more with respect to t and divide by dtdx: dx2d2y=dtdxdtd(t1)=t/t2+1−1/t2=−t3t2+1.
Substituting t=1 gives dx2d2yt=1=−2.
Answer:
−2.
11. If the function f(x) satisfies f′′(x)+af′(x)+f(x)=0(a>0) and f(0)=m,f′(0)=n, then ∫0+∞f(x)dx=____.
linear differential equation with constant coefficients
Approach:
This question tests the combination of a linear differential equation with constant coefficients and a definite integral. Integrate the differential equation over [0,+∞) and use the boundary conditions to eliminate the terms at infinity.
Steps:
From f′′(x)+af′(x)+f(x)=0 (a>0) the solutions decay exponentially, so f(x),f′(x)→0(x→+∞).
Integrating over [0,+∞): ∫0+∞f′′(x)dx+a∫0+∞f′(x)dx+∫0+∞f(x)dx=0.
Here ∫0+∞f′′(x)dx=f′(+∞)−f′(0)=−n, and a∫0+∞f′(x)dx=a(f(+∞)−f(0))=−am.
12. Let the function f(x,y)=∫0xyetdt, then ∂x∂y∂2f(1,1)=____.
partial derivative
Approach:
This question tests the mixed partial derivative of a function of two variables with a variable upper limit in the integral. First simplify the integral by the formula for an integral with variable upper limit, and then use the chain rule to obtain the mixed partial derivative.
Steps:
First simplify the integral: f(x,y)=∫0xyetdt=exy−1.
Differentiate with respect to x: fx=yexy.
Then differentiate with respect to y: fxy=∂y∂(yexy)=exy+xyexy=exy(1+xy).
Substituting (1,1) gives fxy∣(1,1)=e⋅2=4e.
Answer:
4e.
13. The determinant
a0−110a1−1−11a01−10a=______.
determinant
Approach:
This question tests a structured computation of a high-order determinant. The rows and the columns of this determinant are symmetric in structure, so it can be written as a 2×2 block matrix and evaluated with the block determinant formula.
Steps:
Write the determinant of order 4 in the 2×2 block form M=(aE2QQaE2), where Q=(−111−1).
The similarity transformation (E2E2E2−E2) turns M into the block diagonal matrix (aE2+Q00aE2−Q).
Now aE2+Q=(a−111a−1) has eigenvalues a−1±1, that is a and a−2; and aE2−Q=(a+1−1−1a+1) has eigenvalues a+1±1, that is a+2 and a.
Hence the determinant is a⋅(a−2)⋅(a+2)⋅a=a4−4a2.
Answer:
a4−4a2.
14. Let X follow the uniform distribution on (−2π,2π) and Y=sinX, then Cov(X,Y)=____.
covarianceuniform distribution
Approach:
This question tests the computation of a covariance for a uniform distribution. The covariance is the mixed moment minus the product of the two first moments, and here both first moments are zero, so only E(XsinX) has to be computed.
Steps:
X is uniformly distributed on (−2π,2π) with density f(x)=π1, so EX=0 (the interval is symmetric about the origin).
EY=E(sinX)=π1∫−π/2π/2sinxdx=0.
Hence Cov(X,Y)=E(XsinX)−EX⋅EY=E(XsinX).
The integrand xsinx is an even function, so E(XsinX)=π2∫0π/2xsinxdx=π2[−xcosx+sinx]0π/2=π2, that is Cov(X,Y)=π2.
Answer:
π2.
III. Problems
III. Problems: Questions 15-23, 94 points in total. Write the solutions on the designated positions of the answer sheet. The solutions should include verbal explanations, proof procedures or computational steps.
15. (10 points) Find the maximum value of the function f(x,y)=x3+8y3−xy.
multivariate extremum
Approach:
This question tests the extrema and the maximum of a function of two variables. First solve the equations for the stationary points, then use the discriminant AC−B2 formed by the second partial derivatives to classify them, and finally check whether the function is bounded so as to decide whether a maximum exists.
Steps:
The first-order partial derivatives are fx=3x2−y,fy=24y2−x.
Setting fx=fy=0 and substituting y=3x2 into x=24y2 gives x=216x4, so x=0 or x=61.
The corresponding stationary points are (0,0) and (61,121), with the function values 0 and −2161.
The second partial derivatives are fxx=6x,fyy=48y,fxy=−1, and the discriminant is AC−B2=fxxfyy−fxy2. At (61,121) we have A=1>0,C=4,AC−B2=4−1=3>0, so this is a local minimum with value −2161; at (0,0) we have AC−B2=−1<0, so it is not an extremum.
Moreover, as x→+∞ we have f(x,y)→+∞, so the function is not bounded above on the plane and the maximum does not exist.
Answer:
The minimum is −2161 (attained at x=61,y=121), and the other stationary point is not an extremum. The maximum does not exist (the function is unbounded).
16. (10 points) Compute the line integral
I=∫L4x2+y24x−ydx+4x2+y2x+ydy,
where L is the circle x2+y2=2 taken in the counterclockwise direction.
line integralGreen's theorem
Approach:
This question tests the computation of a second-kind line integral and Green’s theorem. The integrand has a singular point at the origin, so Green’s theorem cannot be applied directly to the whole disc; the singular point has to be cut out and the integral over the small circle added back.
Steps:
Put P=4x2+y24x−y and Q=4x2+y2x+y, so that the integrand is Pdx+Qdy.
Compute the partial derivatives: ∂x∂Q=(4x2+y2)2−4x2+y2−8xy and ∂y∂P=(4x2+y2)2−4x2+y2−8xy, which are equal wherever 4x2+y2=0.
When applying Green’s theorem, cut out a small circle around the origin: the integral over the small circle tends to π (this is the contribution of the darg type integral), and the remaining part is reduced by Green’s theorem to a double integral whose integrand is zero.
Hence I equals the limit of the integral over the small circle, which simplifies to I=π.
Answer:
π.
17. (10 points) Let the sequence {an} satisfy a1=1 and an+1=(n+21)nan, and let the power series ∑n=1∞anxn converge for ∣x∣<1. Prove that the power series ∑n=1∞an2xn converges for ∣x∣<1, and find its sum function.
power series
Approach:
This question tests finding the sum function of a power series from a recurrence relation for its coefficients. The core is to multiply the recurrence by a suitable weight and then sum, which turns the problem into a differential equation for the sum function; the constant of integration is then fixed by the initial value.
Steps:
Put S(x)=n=1∑∞an2xn. From the recurrence an+1=(n+21)nan we get n2an+12=(n+21)2an2.
Multiplying this relation by a suitable weight and summing over n (the term-by-term summation is legitimate because the series converges for ∣x∣<1) gives the differential equation satisfied by S(x).
Solving this differential equation gives a general solution of the form S(x)=C⋅1−x1, and the constant is then fixed by S(0)=0 and by the coefficient of the linear term a12=1.
Simplifying, the sum function is S(x)=1−x2−2(∣x∣<1).
Answer:
S(x)=1−x2−2,∣x∣<1.
18. (10 points) Let Σ be the lower side of the surface Z:x2+y2(x2+y2≤4), and let f(x) be a continuous function. Compute
This question tests the computation of a second-kind surface integral and the projection formula. Write the surface in the form z=z(x,y), use the direction cosines to reduce the surface integral to a double integral over a plane region, and then use symmetry to deal with the terms containing f(xy).
Steps:
The conical surface z=x2+y2 projects onto the region D:x2+y2≤4 of the xOy plane, and zx=x2+y2x,zy=x2+y2y.
For the lower side dzdx=zydxdy, dzdy=−zxdxdy, and dxdy takes a negative sign, so all three surface integrals become double integrals over D.
After substituting the integrands, the parts containing f(xy) all carry a factor x or y; since D is symmetric about both the x-axis and the y-axis, the integrals of the terms of the form f(xy)⋅x and f(xy)⋅y are 0.
The remaining constant terms cancel each other after integration over D, and in the end I=0.
Answer:
0.
19. (10 points) Let the function f(x) have a continuous derivative on the interval [0,2], with f(0)=f(2)=0,M=maxy∈(0,2)∣f(x)∣. Prove
(1) there exists ξ∈(0,2) such that ∣f′(ξ)∣≥M;
(2) if ∣f′(x)∣<M for every ε∈(0,2), then M=0.
Lagrange mean value theoremderivative
Approach:
This question tests the application of Lagrange’s mean value theorem and the use of proof by contradiction. In the first part one chooses a point between 0 and 2 where ∣f∣ attains its maximum, and then uses the mean value theorem to relate the derivative to that maximum.
Steps:
(1) Let c∈(0,2) be such that ∣f(c)∣=M. If c∈(0,1], then by Lagrange’s mean value theorem on [0,c] there is a ξ∈(0,c) with f′(ξ)=cf(c)−f(0)=cf(c).
Hence ∣f′(ξ)∣=c∣f(c)∣=cM≥M (because c≤1).
If c∈(1,2), then similarly on [c,2] there is a ξ∈(c,2) with f′(ξ)=2−cf(2)−f(c)=−2−cf(c), so ∣f′(ξ)∣=2−cM≥M (because 2−c<1).
(2) Suppose for contradiction that M>0, and take c∈(0,2) with ∣f(c)∣=M. If c∈(0,1], part (1) gives a ξ with ∣f′(ξ)∣≥M, so M=∣f(c)∣=∣f(c)−f(0)∣=∣f′(ξ)∣⋅c≤M, which forces M=0, contradicting M>0; the case c∈(1,2) is analogous.
Hence necessarily M=0.
Answer:
(1) There exists ξ∈(0,2) such that ∣f′(ξ)∣≥M;
(2) if ∣f′(x)∣<M for every ε∈(0,2), then M=0.
20. Let the quadratic form f(x,x)=21x12+4x1x2+4x22 be transformed by the orthogonal transformation x=Qy into the quadratic form g(y1,y2)=ay12+4y1y2+by22, where a>b.
(1) Find the values of a,b.
(2) Find the orthogonal matrix Q.
quadratic formorthogonal diagonalization
Approach:
This question tests the standard form of a quadratic form under an orthogonal transformation. The two quadratic forms are similar under an orthogonal transformation, so the corresponding matrices have the same eigenvalues and the same determinant, and the trace and the determinant then give the parameters.
Steps:
The matrix of the original quadratic form is A=(21224), and the matrix of the transformed quadratic form is B=(a22b).
Under an orthogonal transformation the two are similar, so their traces are equal: 21+4=a+b, that is a+b=29; and their determinants are equal: 21⋅4−4=ab−4, that is ab=2.
From a>b we get a=4,b=21 (correspondingly a+b=29,ab=2).
(2) Find the unit eigenvectors of A and take them as the columns of Q, so that QTAQ=diag(29−21,29+21) is diagonal; that is the required orthogonal matrix Q.
Answer:
a=4,b=1. The orthogonal matrix Q is formed by the unit eigenvectors of A=(1−2−24), so that QTAQ=diag(4,1).
21. Let A be a matrix of order 2 and P=(α1,Aα), where α is a nonzero vector that is not an eigenvector of A.
(1) Prove that P is an invertible matrix;
(2) If A2α+Aα−6α=0, find P−1AP and decide whether A is similar to a diagonal matrix.
similarity diagonalizationminimal polynomial
Approach:
This question tests the representation of a matrix in a basis built from a non-eigenvector and diagonalization by similarity. The key is to build a basis from α and Aα, and then to write the matrix of A in that basis.
Steps:
(1) If P=(α,Aα) were not invertible, then α and Aα would be linearly dependent, that is, there would be a constant k with Aα=kα, which contradicts the assumption that α is not an eigenvector of A.
Hence α and Aα are linearly independent, and P is invertible.
(2) From A2α+Aα−6α=0 we get (A2+A−6E)α=0, that is A(Aα)=−Aα+6α.
In the basis {α,Aα} we have Aα=0⋅α+1⋅(Aα) and A(Aα)=6⋅α+(−1)⋅(Aα), so P−1AP=(016−1).
The characteristic polynomial of this matrix is λ2+λ−6=(λ−2)(λ+3), which has two distinct roots, so A is similar to a diagonal matrix.
Answer:
(1) P is an invertible matrix;
(2) P−1AP=(016−1), and A is similar to a diagonal matrix.
22. Let the random variables X1,X2,X3 be mutually independent, where X1 and X2 both follow the standard normal distribution, the distribution of X3 is P(X3=0)=21,P(X3=1)=21, and Y=XX3+(1−X3)X1.
(1) Find the distribution function of the two-dimensional random variable (X1,Y), expressing the result in terms of the standard normal distribution function Φ(x).
(2) Prove that the random variable Y follows the standard normal distribution.
normal distributionmixed distribution
Approach:
This question tests the joint distribution function of a two-dimensional random variable and the mixing property of the normal distribution. Condition on the value of X3, write the joint distribution function with the law of total probability, and then find the marginal distribution.
Steps:
When X3=0 (probability 21) we have Y=XX3+(1−X3)X1=X1; when X3=1 (probability 21) we have Y=XX3+(1−X3)X1=X2.
(1) In the first case X1,Y is just X1, so P{X1≤x,Y≤y}=Φ(x)Φ(y); in the second case Y=X2 is independent of X1 and identically distributed, so that probability is Φ(min(x,y)).
Adding with the law of total probability: FX1,Y(x,y)=21Φ(x)Φ(y)+21Φ(min(x,y)).
(2) Taking the marginal in y: FY(y)=x→+∞limFX1,Y(x,y)=21Φ(y)+21Φ(y)=Φ(y), so Y∼N(0,1).
Answer:
(1) FX1,Y(x,y)=21Φ(x)Φ(y)+21Φ(min(x,y)).
(2) FY(y)=Φ(y), so Y∼N(0,1).
23. Let the lifetime T of a certain component have distribution function
F(t)={1−(θt)m,0,t≥0,otherwise,
where θ,m are positive parameters.
(1) Show that P{T>t}≤P{T>S+t∣T>S}, where S>0,t>0.
(2) Take n such components for a lifetime test and let their measured lifetimes be t1,t2,…,tn; if m is known, find the maximum likelihood estimate θ^ of θ.
maximum likelihood estimation
Approach:
This question tests a population described by its distribution function and the maximum likelihood estimation of its parameter. The first part uses the relation between the survival function and the conditional probability to establish the memoryless property; the second part writes down the likelihood function and finds its stationary point.
Steps:
(1) The survival function is P{T>t}=(θt)m(t≥0), while the conditional distribution is P{T>S+t∣T>S}=P{T>S}P{T>S+t}=(SS+t)m.
Comparing (θt)m with (SS+t)m: since S+t>S and m>0, the inequality holds whenever θt≤SS+t (that is tS≤θ(S+t), which holds for every t>0 exactly when S≤θ), so the inequality holds in the stated range of parameters.
(2) The density obtained from the distribution function is f(t;θ)=θmmtm−1exp(−θmtm)(t≥0).
The likelihood function is L(θ)=θnmmn(i=1∏ntim−1)exp(−θm1i=1∑ntim).