2019 National Graduate Entrance Examination Mathematics I Past Paper
I. Multiple Choice: Questions 1-8, 4 points each, 32 points in total.
1. As , if and are infinitesimals of the same order, then ( )
(A) 1 (B) 2 (C) 3 (D) 4
Approach:
This question tests the comparison of the orders of two infinitesimals by means of a Taylor expansion. Two infinitesimals are of the same order if and only if their ratio tends to a nonzero constant, so it is enough to expand to a sufficiently high order.
Steps:
- From the Maclaurin expansion we get .
- Dividing by : , so is of the same order as .
- If it is of the same order as then , so (C) is the correct choice.
Answer:
C.
2. Let the function then is ( ) of
(A) a point of differentiability, a point of extremum (B) a point of non-differentiability, a point of extremum (C) a point of differentiability, not a point of extremum (D) a point of non-differentiability, not a point of extremum
Approach:
This question tests the differentiability of a piecewise function at its breakpoint and the criterion for an extremum. The signs of the function values on the two sides of (for the extremum) and the left and right derivatives (for the differentiability) have to be examined separately.
Steps:
- . For we have ; for we have .
- In a sufficiently small punctured neighbourhood of we always have , so is a local maximum point.
- The left derivative is .
- The right derivative is , so no finite right derivative exists.
- The one-sided derivatives are not equal, so is not differentiable at ; combined with the fact that it is a local maximum point, this gives (B).
Answer:
B.
3. Let be a monotonically increasing bounded sequence, then the series that converges is ( )
(A)
(B)
(C)
(D)
Approach:
This question tests the convergence of series of numbers. The key is to recognise that option (D) is a telescoping series whose partial sums can be written down directly; the other options need not converge under the given assumptions.
Steps:
- For option (D): its partial sums are , since the intermediate terms cancel.
- Since is monotonically increasing and bounded, has a limit, so converges, that is, the series converges.
- For option (A): take , then the series becomes , which diverges.
- For option (B): take , then the series becomes , which converges conditionally; while for the same series converges, so (B) does not always converge.
- For option (C): with we have , so the series diverges, and (C) does not always converge either. In conclusion the answer is (D).
Answer:
D.
4. Let the function . If for every oriented smooth closed curve in the upper half-plane () one has , then can be taken as ( )
(A) (B) (C) (D)
Approach:
This question tests the conditions under which a second-kind line integral in the plane is independent of the path. The condition that the integral vanishes for every closed curve is equivalent to the vector field being irrotational, that is, to holding identically.
Steps:
- The upper half-plane is a simply connected region, so the necessary and sufficient condition for path independence is that holds identically in that region.
- From we get , so we need .
- Integrating with respect to : .
- For options (A) and (B) the value of is not ; for option (C) the function is not defined at , so it fails the requirement of being defined on the whole upper half-plane.
- In option (D), corresponds to , which satisfies the condition, so (D) is the correct choice.
Answer:
D.
5. Let be a real symmetric matrix of order 3 and the identity matrix of order 3. If and , then the canonical form of the quadratic form is ( )
(A) (B) (C) (D)
Approach:
This question tests how a matrix equation determines the eigenvalues and how the canonical form of a quadratic form is obtained. The relation shows that every eigenvalue satisfies the same quadratic equation, and the determinant then fixes the spectrum.
Steps:
- Let be an eigenvalue of ; from we get , that is .
- Hence the eigenvalues of can only be or .
- is a real symmetric matrix of order 3, so all eigenvalues are real and their multiplicities sum to 3; also , and with the eigenvalues and we get , which is consistent.
- Hence the spectrum is , the positive index of inertia is 1 and the negative index of inertia is 2, and the canonical form is , so (C) is the correct choice.
Answer:
C.
6. There are three planes intersecting pairwise, and their intersection lines are mutually parallel; let the equations form a system of linear equations whose coefficient matrix and augmented matrix are denoted by respectively, then ( )
(A) (B) (C) (D)
Approach:
This question tests the direction of the intersection lines of the planes and the rank of a system of linear equations. The fact that the three planes intersect pairwise and that their intersection lines are mutually parallel means that their normal vectors are linearly dependent, so the rank of the coefficient matrix is less than 3.
Steps:
- The normal vectors of the three planes are . If the intersection lines are mutually parallel, then all three normal vectors are perpendicular to the same direction vector, so the three normal vectors are linearly dependent.
- Hence the rank of the coefficient matrix satisfies ; and the three normal vectors cannot be collinear (otherwise the three planes would be parallel or coincident, which is a contradiction), so .
- The rank of the augmented matrix depends on the right-hand side : if , then the system has solutions and the solution space is a line (of dimension 1), that is, the three planes share a common line, in which case their intersection lines could not be mutually parallel, a contradiction.
- Hence , that is, the system has no solution (the three planes have no common point). In conclusion , so (A) is the correct choice.
Answer:
A.
7. Let be random events, then the necessary and sufficient condition for is ( )
(A) (B) (C) (D)
Approach:
This question tests the addition formula for probabilities and the relation between difference events. Rewrite as an equality of the probabilities of two difference events and then compare with the options one by one.
Steps:
- From and , subtracting the two equations gives .
- Hence if and only if , which is exactly the content of option (C).
- For option (A): is equivalent to , which only says that are mutually exclusive, and that is not equivalent to .
- For options (B) and (D): they correspond respectively to the independence of and to a certain special relation, and neither of them implies . In conclusion the answer is (C).
Answer:
C.
8. Let the random variables and be independent and both follow the normal distribution , then ( )
(A) is independent of but depends on (B) depends on but not on (C) depends on both and (D) depends on neither nor
Approach:
This question tests the linearity property of the normal distribution. The difference of two independent identically distributed normal variables is again normally distributed, and its mean and variance can be computed directly from the original distribution.
Steps:
- Since are independent and both follow , we have .
- Hence .
- The right-hand side contains but not , so this probability is independent of and depends on , so (A) is the correct choice.
Answer:
A.
II. Fill in the Blanks: Questions 9-14, 4 points each, 24 points in total.
9. Let the function be differentiable, , then ______.
Approach:
This question tests the computation and simplification of partial derivatives of a composite function. Here is a function of , and after the two partial derivatives have been obtained by the chain rule the terms cancel exactly.
Steps:
- Put , then , , .
- By the chain rule and .
- Hence .
- The terms cancel each other, so the original expression .
Answer:
.
10. The particular solution of the differential equation satisfying is ______.
Approach:
This question tests a differential equation with separable variables. Regard the left-hand side of the equation as a linear combination of the derivative of and of itself, and with the substitution the equation becomes a first-order linear one.
Steps:
- The original equation is , and we note that .
- Put , then , and the equation becomes , that is .
- The homogeneous solution is , and the particular solution is taken to be the constant , so the general solution is .
- From we get , and substitution gives , so , that is .
- Since we take the positive branch, giving .
Answer:
.
11. The sum function of the power series on is ______.
Approach:
This question tests the sum function of a power series. The coefficients contain while the variable appears as , which suggests the substitution that turns the series into an even-power series.
Steps:
- Put (for we have ), then , and the original series becomes .
- From the Taylor expansion of the cosine function , the sum of the series is .
- Substituting back , the sum function is .
Answer:
.
12. Let be the upper side of the surface , then ______.
Approach:
This question tests the direct computation of a second-kind surface integral on a surface. Write the upper half ellipsoid in the form , use the formula for the integral over a surface projected onto the plane to reduce it to a double integral, and then switch to polar coordinates.
Steps:
- The upper half ellipsoid can be written as , and its projection region is .
- For the upper side (the positive orientation) , where , so .
- Hence .
- Using polar coordinates , , : .
- Also , so .
Answer:
.
13. Let be a matrix of order 3. If are linearly independent and , then the general solution of the system is ______.
Approach:
This question tests the solution space of the system . The solution vectors of are related to the linear combinations of the column vectors that vanish, so the given linear relation immediately yields the general solution.
Steps:
- With , the system is .
- Substituting gives .
- Since are linearly independent, , that is .
- Let ; the general solution is .
Answer:
.
14. Let the random variable have density , let be the distribution function of and the mathematical expectation of , then ______.
Approach:
This question tests the properties of the distribution function and the computation of an expectation. The distribution function always takes nonnegative values, so it suffices to determine the sign of in order to judge the probability of the event.
Steps:
- Compute the expectation: , so .
- The distribution function satisfies , so for the random variable we always have .
- Since , the event is a sure event, and its probability is 1.
Answer:
.
III. Problems: Questions 15-23, 94 points in total.
15. (10 points) Let the function have continuous second-order partial derivatives and satisfy . Determine so that under the change of variables the equation reduces to .
Approach:
This question tests the method of characteristics for a second-order partial differential equation with constant coefficients. Reducing the equation to a mixed-derivative form is equivalent to taking the two characteristic directions as the new coordinate directions, and this determines the coefficients of the transformation.
Steps:
- For the equation , find the characteristic equation: putting and substituting gives , whose roots are and .
- Hence the slopes of the two characteristic directions are and .
- To reduce the equation to a form involving only the mixed derivative , the two characteristic directions must be taken as the directions of the new coordinate axes.
- Under the form of the transformation , the correspondence between the two characteristic directions and the coordinate axes gives , that is .
- Substituting back, the original equation reduces to a form involving only , that is .
Answer:
, in which case the equation reduces to .
16. (10 points) Find the volume of the solid of revolution obtained by rotating the plane figure bounded by the curve and the line once about the line .
Approach:
This question tests the washer method for the volume of a solid of revolution. When rotating about the line , the radius of rotation is the distance from the curve to that line, namely , and the thickness is .
Steps:
- The curve meets the line at , and the bounded plane figure is .
- Rotating about , the cross-section is a disc centred on with radius and area .
- By the washer method, .
- Computing: .
- Hence .
Answer:
.
17. (10 points) Let the function have a second derivative on and satisfy . Prove:
(1) there exists such that ;
(2) there exists such that .
Approach:
This question tests the application of the mean value theorem for integrals and of Rolle’s theorem, as well as a check of the conditions under which the assertions hold. The second part requires pointing out that the conclusion does not hold under the given conditions and providing a counterexample.
Steps:
- (1) Let ; then is continuous on , differentiable on , and .
- By Rolle’s theorem there exists with , and since , we get .
- (2) Check whether the assertion holds under the given conditions: take the counterexample , for which , so the assumptions of the question are satisfied.
- Then , so while , and the two can never be equal.
- Hence the conclusion of the second part does not hold under the given conditions, and the question needs additional assumptions before it can be proved.
Answer:
(1) There exists such that ;
(2) the conclusion does not hold under the given conditions: the counterexample shows that additional assumptions are needed before it can be proved.
18. (10 points) Let be the outer side of the cylindrical surface bounded by the planes and the surface . Compute the surface integral .
Approach:
This question tests the application of the divergence theorem to a closed surface. The original surface is the lateral side of the cylinder, so when the divergence theorem is used it is combined with the two discs above and below, and the caps contribute nothing.
Steps:
- Let be the closed surface: the lateral side together with the upper and lower discs. The vector field is .
- The divergence is .
- On the two discs the outward normal is , while the third component of is : it is on the upper cap and on the lower cap , so the fluxes through the two discs are and respectively.
- By the divergence theorem, .
- Over the unit disc, , and similarly , so the triple integral over the cylinder is , and adding the contribution of the bottom cap gives .
Answer:
.
19. (10 points) The sequence satisfies .
(1) Prove that exists and find this limit;
(2) Compute .
Approach:
This question tests proving the convergence of a recursively defined sequence by monotonicity and boundedness, and computing a power-type limit by means of equivalent infinitesimals. The first part uses to establish monotonicity and boundedness; in the second part the power-type limit is handled by taking logarithms and using an expansion.
Steps:
- (1) From and , induction gives , so the sequence is strictly decreasing and bounded below by , and hence converges.
- Let the limit be ; passing to the limit () in gives , that is (for one has , a contradiction).
- (2) Denote the original limit by : .
- From we get .
- Using we obtain , so .
Answer:
(1) The limit satisfies , which gives .
(2) From the limit is .
20. (11 points) Let the matrix .
(1) Find the eigenvalues of ;
(2) Find an invertible matrix such that is diagonal.
Approach:
This question tests the eigenvalues of a matrix and diagonalization by similarity. First compute the characteristic polynomial to obtain the eigenvalues, then solve the homogeneous systems for the corresponding eigenvectors, and finally take those eigenvectors as the columns of .
Steps:
- The characteristic polynomial is , so the eigenvalues are (double) and .
- For : solve ; from we get , and the eigenspace has dimension 2, equal to the algebraic multiplicity, so is diagonalizable.
- Take two linearly independent eigenvectors for and one eigenvector for (for example one obtained from ), and use them as the columns of .
- Then is invertible and , that is, is similar to a diagonal matrix whose diagonal entries are the eigenvalues.
Answer:
The eigenvalues are ; one may take built from the corresponding orthogonal eigenvectors, so that .
21. (11 points) Let the plane region be given. Compute the double integral .
Approach:
This question tests the polar change of variables in a double integral and the use of symmetry. The region is the right half of the unit disc, and the cross term in the integrand is removed by symmetry.
Steps:
- The region in polar coordinates is .
- The cross term in the integrand is , an odd function of on this symmetric interval, so its integral is .
- Hence .
- The radial integral is , and the angular integral is .
- Hence .
Answer:
.
22. (11 points) Let the random variables and be independent, , , and let .
(1) Find the density of ;
(2) For which value of are and uncorrelated;
(3) Are and independent? Explain.
Approach:
This question tests the density, the covariance and the independence of functions of random variables. The sign of is decided by the value of , so has to be transformed separately for the two values of , and the density is then obtained with the law of total probability.
Steps:
- (1) When (probability ) we have with density ; when (probability ) we have with density .
- Hence , .
- (2) , . Since and are independent, and .
- Hence , and setting this equal to zero gives .
- (3) and are not independent: the sign of is completely determined by , so when we have and when we have ; hence and the range of do not satisfy the requirement of independence (for instance , while , and the two are not equal).
Answer:
(1) .
(2) and are uncorrelated when .
(3) They are not independent, because the sign of is determined by and is related to the range of .
23. (11 points) Let the population have density , let be a simple random sample, and put .
(1) Prove that is an unbiased estimator of ;
(2) Find .
Approach:
This question tests the verification of an unbiased estimator and the variance of an estimator. The key is to first find the distribution and the moments of , and then to use the unbiasedness and the variance formula for the mean of a sample.
Steps:
- From we see that is symmetric about the origin, and the density of is , that is, follows an exponential distribution with parameter .
- (1) .
- By the linearity of the expectation, , so is an unbiased estimator of .
- (2) , so .
- Since are independent, .
Answer:
(1) follows an exponential distribution with parameter and , so .
(2) , and the variance of the sample mean is , that is .
